Argentum Lex Wealth Management Ltd v Giannotti  EWCA Civ 1341, (Ward, Longmore and Sullivan LJJ, 7 September 2011)
An investment company (W) negligently mismanaged a client (G)’s request to transfer his occupational pension scheme to a self-invested personal pension. G complained to the FOS, which advised that he would be better to resort to court proceedings, which he subsequently issued. Before trial, W transferred its assets to a new investment company (A), applied to the FSA to have its authorisation cancelled and was placed into voluntary liquidation.
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